Nyrada Inc Annual Report 2020

Annual Report FY20 55 Restricted securities a) Of the total 109,383,722 CDIs on issue: • 205,000 CDIs are restricted securities to 25 November 2020 • 33,105,853 CDIs are restricted securities to 16 January 2022 b) Of the total 18,000,000 Performance Common Stock on issue: • 18,000,000 Performance Common Stock are restricted securities to 16 January 2022 c) Of the total 1,725,656 Convertible Note Options on issue: • 695,199 Convertible Note Options are restricted securities to 9 January 2021 • 1,030,457 Convertible Note Options are restricted securities to 16 January 2022 d) Of the total 8,000,000 Broker Options on issue: • 8,000,000 Broker Options are restricted securities to 16 January 2022 e) Of the total 31,500,000 ESOP Options on issue: • 29,600,000 ESOP Options are restricted securities to 16 January 2022 Substantial shareholders Holder Number of shares % holding NOXOPHARM LIMITED 33,373,245 30.51% ELEANORE GOODRIDGE 10,474,832 9.58% ALTNIA HOLDING PTY LTD <I DIXON FAMILY A/C> 9,921,725 9.07% Voting Rights CDI Holders may attend and vote at Nyrada’s general meetings. The Company must allow CDI Holders to attend any meeting of Shareholders unless relevant U.S. law at the time of the meeting prevents CDI Holders from attending those meetings. In order to vote at such meetings, CDI Holders may: • instruct CDN, as the legal owner, to vote the Shares underlying their CDIs in a particular manner. A voting instruction form will be sent to CDI Holders with the notice of meeting or proxy statement for the meeting and this must be completed and returned to the Registry before the meeting; • inform Nyrada that they wish to nominate themselves or another person to be appointed as CDN’s proxy for the purposes of attending and voting at the general meeting; or • convert their CDIs into a holding of Shares and vote these at the meeting. Afterwards, if the former CDI Holder wishes to sell their investment on the ASX it would need to convert the Shares back to CDIs. In order to vote in person, the conversion from CDIs to Shares must be completed before the record date for the meeting. One of the above steps must be undertaken before CDI Holders can vote at Shareholder meetings. CDI voting instruction forms and details of these alternatives will be included in each notice of meeting or proxy statement sent to CDI Holders by Nyrada. Required Statements The Company advises that the Annual General Meeting (AGM) of the Company is scheduled for Thursday 19 November 2020 at 10:00am (AEDT). The location of the AGM is subject to COVID-19 restrictions, including regulatory requirements. Further details, including any hybrid or virtual meeting arrangements, will be confirmed closer to the AGM. Further to Listing Rule 3.13.1, Listing Rule 14.3, nominations for election of directors at the AGM must be received not less than 35 Business Days before the meeting, being no later than Thursday 1 October 2020. On-Market buy-back There is no current on-market buy-back.