Nyrada Inc - Annual Report 2021

Annual Report FY21 63 Distribution of Unlisted Securities (> 20% holding) Holder Performance Common Stock Broker Options 2 Broker Options 1 ESOP Options % % % % NOXOPHARM LIMITED 66.67% - - - ALTNIA HOLDING PTY LTD <I DIXON FAMILY A/C> 33.33% - - - ACNS CAPITAL MARKETS PTY LTD - - 25.00% - GRAHAM KELLY - - - 53.73% ANNA CARINA PTY LTD (ANNA CARINA FAMILY A/C) - 30.00% - - MERSOUND PTY LIMITED - 30.00% - - MR JODET DURAK - 30.00% - - Note 1 – 8,000,000 Broker Options, with an exercise price of $0.20 and expiry date of 30 June 2024 Note 2 – Broker Options for the following unlisted securities, noting the option holders for each tranche of broker options are the same 2,000,000 Broker Options, with an exercise price of $0.60 and expiry date of 29 June 2026 2,000,000 Broker Options, with an exercise price of $0.90 and expiry date of 29 June 2026 Note 3 – There are no holders that hold >20% 4,000,000 Broker Options, with an exercise price of $0.40 and expiry date of 29 June 2026 Restricted securities Of the total 156,009,700 CDIs on issue: • 33,105,853 CDIs are restricted securities to 16 January 2022 Of the total 18,000,000 Performance Common Stock on issue: • 18,000,000 Performance Common Stock are restricted securities to 16 January 2022 Of the total 8,000,000 Broker Options on issue: • 8,000,000 Broker Options are restricted securities to 16 January 2022 Of the total 33,500,000 ESOP Options on issue: • 29,600,000 ESOP Options are restricted securities to 16 January 2022 Voting rights CDI Holders may attend and vote at Nyrada’s general meetings. The Company must allow CDI Holders to attend any meeting of Shareholders unless relevant U.S. law at the time of the meeting prevents CDI Holders from attending those meetings. In order to vote at such meetings, CDI Holders may: • instruct CDN, as the legal owner, to vote the Shares underlying their CDIs in a particular manner. A voting instruction form will be sent to CDI Holders with the notice of meeting or proxy statement for the meeting and this must be completed and returned to the Registry before the meeting; • inform Nyrada that they wish to nominate themselves or another person to be appointed as CDN’s proxy for the purposes of attending and voting at the general meeting; or • convert their CDIs into a holding of Shares and vote these at the meeting. Afterwards, if the former CDI Holder wishes to sell their investment on the ASX it would need to convert the Shares back to CDIs. In order to vote in person, the conversion from CDIs to Shares must be completed before the record date for the meeting. One of the above steps must be undertaken before CDI Holders can vote at Shareholder meetings. CDI voting instruction forms and details of these alternatives will be included in each notice of meeting or proxy statement sent to CDI Holders by Nyrada.